233 jobs matching your search

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Selby Jennings

AML Compliance Manager - Private Wealth Management

Selby Jennings - Hong Kong - Hong Kong SAR China

Job Responsibilities Prepare AML Risk Assessment to senior management for non-standard-risk profiles Handle remediation project, BAU, periodic review & trigger events Provide advice to the business...

20 hours ago - Source Neuvoo PREMIUM Asia

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Deutsche Bank

Chief Risk Office -Compliance Officer (licencing &...

Deutsche Bank - Hong Kong - Hong Kong SAR China

Your key responsibilities: Advising and handling of SFC and HKMA licensing matters including registration, de-registration, examination and CPT / CPD tracking; Advising on senior management...

20 hours ago - Source Neuvoo PREMIUM Asia

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Aston Carter Hong Kong

Compliance Officer

Aston Carter Hong Kong - Hong Kong - Hong Kong SAR China

¨ Assist in monitoring daily trading activities ¨ Assist in carrying out regular compliance check at front, middle and back offices ¨ Assist in reviewing, revising and drafting internal manuals,...

20 hours ago - Source Neuvoo PREMIUM Asia

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Gravitas Recruitment Group

Customer Service - Officer/ Senior Officer /Manager

Gravitas Recruitment Group - Hong Kong - Hong Kong SAR China

Several of our reputable medical insurance clients are hiring experienced Customer Service (complaint handling) specialists. If you enjoy a stable environment, thrive in an international team...

20 hours ago - Source Neuvoo PREMIUM Asia

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Hays Insurance Hong Kong

Assistant Manager/Manager, AML Compliance

Hays Insurance Hong Kong - Hong Kong - Hong Kong SAR China

Your new company My client is a life insurance business. They are branded for cultivating excellent employee development programs and recognizing high performers. They would like to hire a Assistant...

20 hours ago - Source Neuvoo PREMIUM Asia

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Ashford Benjamin Ltd

Markets Compliance - Leading Investment Banks

Ashford Benjamin Ltd - Hong Kong - Hong Kong SAR China

Key Responsibilities Be accountable for the APAC FICC / Equities Compliance program Provide advice on regulatory interpretation and compliance issues Handle local compliance issues, incident, and...

20 hours ago - Source Neuvoo PREMIUM Asia

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Recruitment Intelligence Consultants Limited

HEAD OF LEGAL & COMPLIANCE, PENSION BUSINESS

Recruitment Intelligence Consultants Limited - Hong Kong - Hong Kong SAR China

Well established international Asset Management Firm Excellent Career Opportunity Our client is an international asset management firm with an unparalleled reputation across the Asia Pacific region....

20 hours ago - Source Neuvoo PREMIUM Asia

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Aston Carter Hong Kong

Settlement Officer

Aston Carter Hong Kong - Hong Kong - Hong Kong SAR China

Perform full set of daily settlement operations of HK stock, have experience in settlement of US stock is preferable Handle daily clients' fund/securities deposit/withdrawal, corporate actions,...

20 hours ago - Source Neuvoo PREMIUM Asia

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CMBC Capital Holdings Limited

Deputy Head of Compliance

CMBC Capital Holdings Limited - Hong Kong - Hong Kong SAR China

Job Responsibilities: Handle compliance area of business activities type 1,2,4,6,9; Review and oversee clients' AML/ KYC / due diligence reports in account opening process; Maintenance and...

20 hours ago - Source Neuvoo PREMIUM Asia

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Aquis Search, EA Licence No: 16S8125

AVP, Middle Office Change management

Aquis Search, EA Licence No: 16S8125 - Hong Kong - Hong Kong SAR China

Responsibilities Responsible for requirement gathering, functional requirement, user stories and business process requirement Have knowledge in the Capital Markets onboarding experience either in...

20 hours ago - Source Neuvoo PREMIUM Asia

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Aim Higher

Accountant/Accounting Officer – Leading MNC

Aim Higher - Hong Kong - Hong Kong SAR China

Company Description Our client is a German based company. With the expansion within Asia region, they are looking for an Accountant to join their Accounting team in Hong Kong. Responsibilities Ensure...

20 hours ago - Source Neuvoo PREMIUM Asia

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Value Search Asia

MIDDLE OFFICE ASSOCIATE

Value Search Asia - Hong Kong - Hong Kong SAR China

Excellent Career Opportunity Equities Fund Focus   Your main tasks are to support the portfolio managers and traders on booking daily trade transactions, resolve settlement issues and to monitor...

20 hours ago - Source Neuvoo PREMIUM Asia

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Osmium Consulting Group

Deputy Head of Compliance, Corporate Banking

Osmium Consulting Group - Hong Kong - Hong Kong SAR China

Responsibilities: Ensure the branch complies with statutory and regulatory requirements by assisting the overview of the compliance function. Managing all regulatory relationships, handle regulatory...

20 hours ago - Source Neuvoo PREMIUM Asia

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Gravitas Recruitment Group

Operations Officer (Trade Processing & Settlement)

Gravitas Recruitment Group - Hong Kong - Hong Kong SAR China

Job Responsibility: Perform and implement internal operations procedures in strict compliance with corporate guidelines and policies. Discharge all settlement work including day end processing to the...

20 hours ago - Source Neuvoo PREMIUM Asia

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Credit Suisse

Advisor, Family Office Services Hong Kong

Credit Suisse - Hong Kong - Hong Kong SAR China

Credit Suisse is a leading global wealth manager with strong investment banking capabilities. Headquartered in Zurich, Switzerland, we have a global reach with operations in about 50 countries and...

20 hours ago - Source Neuvoo PREMIUM Asia

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Connexe Search Limited

Section Head, General Compliance, Banking (100k)

Connexe Search Limited - Hong Kong - Hong Kong SAR China

Responsibilities: Report to Head of Legal & Compliance Department Oversee sub-teams in General Compliance Section Provide general compliance assessment, planning, advisory and training to both the...

20 hours ago - Source Neuvoo PREMIUM Asia

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ConnectedGroup Limited

Analyst- KYC Client outreach

ConnectedGroup Limited - Hong Kong - Hong Kong SAR China

Our client, an esteemed European Corporate Bank, is looking for an Analyst- KYC Client Outreach to sits under Trade Finance Middle Office team to handle end to end client onboarding and KYC tasks....

20 hours ago - Source Neuvoo PREMIUM Asia

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Hong Kong Exchanges and Clearing Limited

Officer - Post Trade (Depository & Nominee Services...

Hong Kong Exchanges and Clearing Limited - Hong Kong - Hong Kong SAR China

Job Responsibilities: To carry out daily depository and nominee services operations in accordance with established rules, procedures and policies of the clearing houses To propose appropriate...

20 hours ago - Source Neuvoo PREMIUM Asia

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Arion House

Head of IBD Compliance - HK Investment Bank

Arion House - Hong Kong - Hong Kong SAR China

Responsibilities include:  Provide Compliance advice to Investment Banking operations, predominantly in Hong Kong but also globally as the business expands. Resolve compliance issues (whether in...

20 hours ago - Source Neuvoo PREMIUM Asia

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Don Nelson Recruitment Limited

Fixed Income Analyst

Don Nelson Recruitment Limited - Hong Kong - Hong Kong SAR China

Key Responsibilities:   Generate trade ideas and complete trade execution in compliance with internal and external control measures Timely update FI market’s liquidity, market-driven events, and...

20 hours ago - Source Neuvoo PREMIUM Asia

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Hong Kong Job Consulting

Finance Manager, Regulatory Reporting

Hong Kong Job Consulting - Hong Kong - Hong Kong SAR China

Responsibilities: To be responsible for the HKMA regulatory reporting process, and to ensure the compilation of banking returns and surveys are in compliance with the completion instructions and...

20 hours ago - Source Neuvoo PREMIUM Asia

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Robert Walters Hong Kong

Compliance Director/VP - International Financial Institution

Robert Walters Hong Kong - Hong Kong - Hong Kong SAR China

Responsibilities- * Supervise the compliance programme of the firm* Ensure the firm is compliant with the SFC policies, rules and regulations, ensuring new rules and regulations are incorporate...

20 hours ago - Source Neuvoo PREMIUM Asia

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Selby Jennings

Compliance Director - Hedge Fund

Selby Jennings - Hong Kong - Hong Kong SAR China

Our client is a Hong Kong based Hedge Fund manager with $9 billion USD AUM, who has recently expanded their Asia presence into Hong Kong. With their expansion they are looking to bring on a senior...

20 hours ago - Source Neuvoo PREMIUM Asia

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CA Indosuez (Switzerland) SA, Hong Kong Branch

AML Compliance Manager

CA Indosuez (Switzerland) SA, Hong Kong Branch - Hong Kong - Hong Kong SAR China

Overview CREDIT AGRICOLE GROUP is a major player in Europe with a strong international presence through our operations in the globe. CA Indosuez (Switzerland) SA is among the leading foreign Banks in...

20 hours ago - Source Neuvoo PREMIUM Asia

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