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Your key responsibilities: Advising and handling of SFC and HKMA licensing matters including registration, de-registration, examination and CPT / CPD tracking; Advising on senior management...
20 hours ago - Source Neuvoo PREMIUM Asia
¨ Assist in monitoring daily trading activities ¨ Assist in carrying out regular compliance check at front, middle and back offices ¨ Assist in reviewing, revising and drafting internal manuals,...
20 hours ago - Source Neuvoo PREMIUM Asia
Several of our reputable medical insurance clients are hiring experienced Customer Service (complaint handling) specialists. If you enjoy a stable environment, thrive in an international team...
20 hours ago - Source Neuvoo PREMIUM Asia
The Execution Intermediate Analyst is an intermediate position responsible for performing risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. The overall...
20 hours ago - Source Neuvoo PREMIUM Asia
Well established international Asset Management Firm Excellent Career Opportunity Our client is an international asset management firm with an unparalleled reputation across the Asia Pacific region....
20 hours ago - Source Neuvoo PREMIUM Asia
Key Responsibilities Be accountable for the APAC FICC / Equities Compliance program Provide advice on regulatory interpretation and compliance issues Handle local compliance issues, incident, and...
20 hours ago - Source Neuvoo PREMIUM Asia
Perform full set of daily settlement operations of HK stock, have experience in settlement of US stock is preferable Handle daily clients' fund/securities deposit/withdrawal, corporate actions,...
20 hours ago - Source Neuvoo PREMIUM Asia
Responsibilities- * Supervise the compliance programme of the firm* Ensure the firm is compliant with the SFC policies, rules and regulations, ensuring new rules and regulations are incorporate...
20 hours ago - Source Neuvoo PREMIUM Asia
Responsibilities Responsible for requirement gathering, functional requirement, user stories and business process requirement Have knowledge in the Capital Markets onboarding experience either in...
20 hours ago - Source Neuvoo PREMIUM Asia
Job Responsibility: Perform and implement internal operations procedures in strict compliance with corporate guidelines and policies. Discharge all settlement work including day end processing to the...
20 hours ago - Source Neuvoo PREMIUM Asia
Excellent Career Opportunity Equities Fund Focus Your main tasks are to support the portfolio managers and traders on booking daily trade transactions, resolve settlement issues and to monitor...
20 hours ago - Source Neuvoo PREMIUM Asia
Company Description Our client is a German based company. With the expansion within Asia region, they are looking for an Accountant to join their Accounting team in Hong Kong. Responsibilities Ensure...
20 hours ago - Source Neuvoo PREMIUM Asia
Responsibilities: Ensure the branch complies with statutory and regulatory requirements by assisting the overview of the compliance function. Managing all regulatory relationships, handle regulatory...
20 hours ago - Source Neuvoo PREMIUM Asia
Job Responsibilities: Handle compliance area of business activities type 1,2,4,6,9; Review and oversee clients' AML/ KYC / due diligence reports in account opening process; Maintenance and...
20 hours ago - Source Neuvoo PREMIUM Asia
Job Responsibilities Prepare AML Risk Assessment to senior management for non-standard-risk profiles Handle remediation project, BAU, periodic review & trigger events Provide advice to the business...
20 hours ago - Source Neuvoo PREMIUM Asia
Credit Suisse is a leading global wealth manager with strong investment banking capabilities. Headquartered in Zurich, Switzerland, we have a global reach with operations in about 50 countries and...
20 hours ago - Source Neuvoo PREMIUM Asia
Responsibilities: Report to Head of Legal & Compliance Department Oversee sub-teams in General Compliance Section Provide general compliance assessment, planning, advisory and training to both the...
20 hours ago - Source Neuvoo PREMIUM Asia
Responsibilities: To be responsible for the HKMA regulatory reporting process, and to ensure the compilation of banking returns and surveys are in compliance with the completion instructions and...
20 hours ago - Source Neuvoo PREMIUM Asia
Job Responsibilities: To carry out daily depository and nominee services operations in accordance with established rules, procedures and policies of the clearing houses To propose appropriate...
20 hours ago - Source Neuvoo PREMIUM Asia
Responsibilities include: Provide Compliance advice to Investment Banking operations, predominantly in Hong Kong but also globally as the business expands. Resolve compliance issues (whether in...
20 hours ago - Source Neuvoo PREMIUM Asia
Key Responsibilities: Generate trade ideas and complete trade execution in compliance with internal and external control measures Timely update FI market’s liquidity, market-driven events, and...
20 hours ago - Source Neuvoo PREMIUM Asia
Our client is a Hong Kong based Hedge Fund manager with $9 billion USD AUM, who has recently expanded their Asia presence into Hong Kong. With their expansion they are looking to bring on a senior...
20 hours ago - Source Neuvoo PREMIUM Asia
Job Responsibilities: Perform the role of a team member in processing IPO applications, pre-IPO enquiries and policies matters Participate in IPO vetting and draft comment letters Monitor progress of...
20 hours ago - Source Neuvoo PREMIUM Asia
Position: Internal Audit Manager Division: Internal Audit Location: Hong Kong About us: We are the Hong Kong Branch of a large International Banking Group. Due to current pandemic, we can only...
20 hours ago - Source Neuvoo PREMIUM Asia
Some of the key responsibilities will include: Responsible for the implementation of Enterprise Risk Management ERM framework, ensure in compliance with regulatory requirement and guidelines....
20 hours ago - Source Neuvoo PREMIUM Asia
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